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FirstMark Regulatory Solutions Celebrates 1 Year Anniversary

January 2015 marks the one year anniversary of FirstMark Regulatory Solutions’ entry into regulatory compliance consulting.  FirstMark offers specialized compliance consulting services to FINRA and SEC registered broker-dealers.  Services offered to clients include:  FINRA New Member Applications (NMA), FINRA Continuation of Membership Applications (CMA), anti-money laundering (AML) independent testing, supervisory controls testing, litigation support services, training, general compliance and regulatory support services, and more.  FirstMark’s founder and principal, Mitch Atkins, said that the firm’s first year in business has been tremendously rewarding and that its growing client base continues to express appreciation for the high-quality services it provides.  Mitch Atkins is a broker-dealer and investment adviser compliance consultant covering a broad range of FINRA and SEC matters.  FirstMark is based in Fort Lauderdale, Florida.

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