Website Terms, Disclaimers, and Conditions of Use for https://firstmarksolutions.com
Effective Date: April 21, 2026
Introduction
Welcome to https://firstmarksolutions.com. This website is owned and operated by FirstMark Regulatory Solutions, Inc. By visiting this website and accessing the information, resources, articles, materials, and services described on the site, you agree to the following Website Terms, Disclaimers, and Conditions of Use, along with the terms of our Privacy Policy.
We may update these terms from time to time. Any changes will be posted on this page with an updated effective date. Your continued use of this website after changes are posted constitutes your acceptance of the revised terms.
General Information
This website is intended for informational purposes only. We make reasonable efforts to keep the information on this website current and accurate. However, if you notice information that is not current, or if you identify an error, please contact us by visiting https://firstmarksolutions.com/contact.
This website should not be regarded as a complete analysis of the subjects discussed. Regulation in the financial services industry is complex and dynamic. As a result, information on this website may be general in nature and may not be sufficient to address a specific issue, fact pattern, regulatory question, examination matter, enforcement matter, or compliance obligation. FirstMark Regulatory Solutions, Inc. assumes no liability or responsibility for errors or omissions on this website.
No Consulting Relationship Created by Website Use
Use of this website does not create a consulting relationship with FirstMark Regulatory Solutions, Inc. A consulting relationship begins only upon the proper execution of a written engagement agreement between FirstMark Regulatory Solutions, Inc. and the client.
These website terms govern use of this website only. Any paid consulting services are governed by the applicable written engagement agreement.
No Guarantee of Regulatory Outcomes
FirstMark Regulatory Solutions may assist firms and individuals with regulatory, compliance, supervisory, examination, enforcement, remediation, and related matters. However, no consulting service can guarantee any particular response, determination, finding, settlement, approval, examination result, enforcement outcome, or other result from FINRA, the SEC, a state regulator, a self-regulatory organization, or any other governmental or regulatory authority.
While FirstMark Regulatory Solutions strives to maintain professional relationships with regulators, there is no guarantee that using the services of FirstMark Regulatory Solutions will result in a favorable result with any regulator or regulatory body.
No Legal, Tax, Accounting, Securities, or Investment Advice
FirstMark Regulatory Solutions, Inc. is a regulatory compliance consulting firm. It is not a law firm, accounting firm, broker-dealer, investment adviser, public accounting firm, or tax advisory firm. Although FirstMark Regulatory Solutions may employ or work with professionals who have legal, regulatory, compliance, examination, or enforcement experience, they do not provide services through FirstMark Regulatory Solutions in the capacity of attorneys, accountants, auditors, broker-dealers, investment advisers, or tax professionals.
Nothing on this website should be construed as legal advice, legal services, legal representation, accounting advice, tax advice, audit services, securities advice, investment advice, a recommendation to buy, sell, or hold any security, or an opinion regarding the suitability of any investment, account type, investment strategy, or transaction.
Information provided to FirstMark Regulatory Solutions, whether through this website or otherwise, is not protected by the attorney-client privilege. Communications with FirstMark Regulatory Solutions should not be assumed to be privileged or confidential in the same manner as communications with legal counsel.
If you are the subject of a regulatory enforcement proceeding, regulatory examination, investigation, inquiry, arbitration, litigation, or other legal or regulatory matter, you are encouraged to seek legal representation from a licensed attorney. FirstMark Regulatory Solutions’ professionals may have extensive experience with regulatory enforcement proceedings, examinations, supervisory issues, and compliance practices, but they cannot provide legal representation. FirstMark Regulatory Solutions provides services that may be complementary to legal representation you receive from counsel.
Responsible Use of the Website
By using this website, you agree to use it only for lawful purposes and in a manner consistent with these terms, applicable laws and regulations, and generally accepted online practices.
You agree not to:
- Use this website in any manner that violates applicable law or regulation;
- Attempt to gain unauthorized access to the website, its servers, or any related systems or networks;
- Interfere with or disrupt the operation, security, availability, or performance of the website;
- Use automated, deceptive, abusive, or unconventional means to access, scrape, copy, or interfere with the website;
- Copy, reproduce, sell, resell, duplicate, or exploit website content or materials except as expressly permitted by FirstMark Regulatory Solutions, Inc.;
- Submit false, misleading, defamatory, abusive, unlawful, infringing, or malicious content through the website; or
- Impersonate any person or entity, including FirstMark Regulatory Solutions, Inc. or any of its employees, representatives, or affiliates.
You are responsible for any consequences, losses, or damages that FirstMark Regulatory Solutions, Inc. may directly or indirectly incur or suffer as a result of unauthorized, unlawful, or improper activity conducted by you through or in connection with this website.
User-Submitted Information and Content
If you submit information through the website, including through a contact form, email link, comment feature, or other interactive feature, you agree that the information you submit is accurate to the best of your knowledge and does not violate the rights of any third party.
If this website provides any interactive features, such as comments or other user-submitted content features, we reserve the right, in our sole discretion, to review, refuse, edit, or remove content that we believe is unlawful, offensive, harmful, inaccurate, misleading, infringing, spam-related, abusive, or otherwise inconsistent with these terms.
By submitting content to any public or interactive portion of the website, if any, you grant FirstMark Regulatory Solutions, Inc. a non-exclusive, worldwide, royalty-free license to use, reproduce, display, and distribute that content solely in connection with operating, maintaining, protecting, and promoting the website and its content. This does not apply to private information submitted through contact forms or service inquiries, which is addressed in our Privacy Policy.
Privacy
Your privacy is important to us. We maintain a separate Privacy Policy that explains how we collect, use, secure, retain, and disclose information submitted through this website. Our Privacy Policy is incorporated into these terms by reference.
To read our Privacy Policy, please visit https://firstmarksolutions.com/privacy.
Disclaimer of Warranties
This website and all information, resources, articles, materials, and content provided through it are made available on an “as is” and “as available” basis. FirstMark Regulatory Solutions, Inc. makes no representation or warranty that:
- The website or its content will meet your needs or requirements;
- The website will be uninterrupted, timely, secure, or error-free;
- The information obtained through the website will be complete, current, accurate, or reliable;
- Any defects in the operation or functionality of the website will be corrected; or
- The website or any downloaded content will be free from viruses, malware, or other harmful components.
Any content downloaded or otherwise obtained through this website is accessed at your own discretion and risk. You are responsible for any damage to your computer, systems, devices, or data that may result from accessing or downloading content from the website.
No information or advice, whether expressed, implied, oral, or written, obtained from FirstMark Regulatory Solutions, Inc. or through this website shall create any warranty, guarantee, or condition of any kind except as expressly stated in a written agreement signed by FirstMark Regulatory Solutions, Inc.
To the fullest extent permitted by law, FirstMark Regulatory Solutions, Inc. expressly disclaims all warranties and conditions of any kind, whether express or implied, including but not limited to implied warranties or conditions of merchantability, fitness for a particular purpose, title, and non-infringement.
Limitation of Liability
These website terms govern use of the website only. Any paid consulting services are governed by the applicable engagement agreement.
To the fullest extent permitted by applicable law, FirstMark Regulatory Solutions, Inc. will not be liable for any direct, indirect, incidental, consequential, special, exemplary, or punitive damages arising out of or relating to your use of, or inability to use, this website or any information, resources, materials, or content made available through it. This includes, without limitation, damages arising from errors, omissions, interruptions, delays, data loss, corruption, loss of access, website downtime, or reliance on website content.
Indemnification
You agree to indemnify, defend, and hold harmless FirstMark Regulatory Solutions, Inc. and its directors, officers, managers, employees, contractors, agents, representatives, affiliates, successors, and assigns from and against any losses, expenses, damages, liabilities, claims, demands, and costs, including reasonable attorneys’ fees, arising from or relating to your violation of these terms, misuse of the website, unlawful conduct, infringement of third-party rights, or submission of false, misleading, unlawful, or infringing content.
We reserve the right to assume the exclusive defense and control of any matter for which we are entitled to indemnification. In that event, you agree to cooperate reasonably with our defense of the claim.
Copyrights and Trademarks
All content and materials available on https://firstmarksolutions.com, including but not limited to text, articles, graphics, images, logos, layout, design elements, website name, code, and other materials, are the intellectual property of FirstMark Regulatory Solutions, Inc. or are used with permission, and are protected by applicable copyright, trademark, and other intellectual property laws.
Any unauthorized use of website content, including reproduction, copying, distribution, display, transmission, modification, or commercial exploitation, is prohibited unless specifically authorized in writing by FirstMark Regulatory Solutions, Inc.
You may link to publicly available pages on this website in a fair and non-misleading manner, provided that the link does not falsely imply sponsorship, endorsement, affiliation, or approval by FirstMark Regulatory Solutions, Inc.
Third-Party Links
This website may contain links to third-party websites, resources, regulatory materials, government websites, social media platforms, or other external sources. These links are provided for convenience and informational purposes only. FirstMark Regulatory Solutions, Inc. does not control and is not responsible for the content, privacy practices, accuracy, availability, security, or policies of any third-party website or resource.
The inclusion of a third-party link does not imply endorsement, sponsorship, approval, or affiliation unless expressly stated.
Termination or Restriction of Use
We may, in our sole discretion, suspend, restrict, or terminate access to all or part of this website at any time, with or without notice, including in response to conduct that we believe violates these terms, threatens the security or operation of the website, infringes third-party rights, or may be unlawful, fraudulent, abusive, or harmful.
Any suspected illegal, fraudulent, abusive, or unauthorized activity may be referred to appropriate law enforcement, regulatory, or other authorities.
Governing Law
This website is controlled by FirstMark Regulatory Solutions, Inc. from offices located in the State of Florida. By accessing this website, you agree that the laws of the State of Florida, without regard to conflict-of-law principles, will apply to all matters relating to use of this website, except to the extent a separate written engagement agreement provides otherwise.
Any action to enforce these website terms, or arising out of or relating to use of this website, shall be brought in the federal or state courts located in Florida. You agree to personal jurisdiction in those courts and waive any objection based on jurisdiction, venue, or inconvenient forum.
Contact Information
If you have any questions or comments about these Website Terms, Disclaimers, and Conditions of Use, you may contact us at:
FirstMark Regulatory Solutions, Inc.
150 E. Palmetto Park Road, Ste. 800
Boca Raton, Florida 33432
